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Saturday, December 25, 1993

CONTACTS BETWEEN CIVILIZATIONS IN TIME

X CONTACTS BETWEEN CIVILIZATIONS IN TIME (RENAISSANCES)

A. ‛THE RENAISSANCE’

B. A SURVEY OF RENAISSANCES

I. A PLAN OF OPERATIONS

II. OPERATIONS ACCORDING TO PLAN

(a) RENAISSANCES OF POLITICAL IDEAS AND INSTITUTIONS

(b) RENAISSANCES OF SYSTEMS OF LAW

(c) RENAISSANCES OF PHILOSOPHIES

(d) RENAISSANCES OF LANGUAGES AND LITERATURE


(e) RENAISSANCES OF VISUAL ARTS

(f) RENAISSANCES OF RELIGIOUS IDEALS AND INSTITUTIONS



C. THE DRAMA OF RENAISSANCES

D. THE PROCESS OF EVOCATION

E. THE CONSEQUENCES OF NECROMANCY

I.THE TRANSFUSION OF PSYCHIC ENERGY

II. THE CHALLENGE FROM THE REVERENANT AND A PAIR OF ALTERNATIVE POSSIBLE RESPONSES

III. THE BLESSEDNESS OF IMMUNITY, MERCIFULNESS OF MORTLAITY, AND UNTOWARDNESS OF PRECOCITY


IV. THE STERILITY OF THE BLACK ART

Even, however, when a necromancer avoids or escapes the nemesis of being enslaved by a ghost that he has reanimated at his own expense by nurturing it with a transfusion of his own life-blood, the sterility to which even the least noxious achievements of the Black Art are condemned ex officio originis is exposed remorselessly when these are compared with contemporary achievements of a necromantic society's native genius.

In the field of politics, for example, it is evident that, in the Medieval chapter of Western history, the master-institution was not an Imperium Romanum Redivivum but was a newly created Papal Roman Respublica Christiana,3 and that in the Arabic Muslim history it was, not the Cairene ghost of an ‛Abbasid Caliphate, but a novel self-recruiting Mamlūks corps, that endowed this society, in its infancy, with the strength to hold its own against the world-conquering Mongols.4 In the modern chapter of Western history, again, the indigenous Western institution of parliamentary representative government eclipsed the resuscitated Hellenic institution of demagogic Democracy that was apt—first in the city-states in Italy after A.D. 1254 and then in a nation-state in France after A.D. 1789—to turn, as fast as milk turns in thundery weather, into the sour brew of a plebiscitary dictatorship. In the field of Law the genius of an Orthodox Christian Civilization revealed itself, not in a Macedonian Dynasty's revival of a dead Justinian Hellenic law, but in an antecedent Syrian Dynasty's new creation of an East Roman law inspired by Christian principles. In the field of Philosophy, likewise, the genius of a Far Eastern Civilization revealed itself, not in the revival of a dead Confucianism, but in the foregoing new creation of indigenous Far Eastern philosophies inspired by Mahayanian Buddhist though, while, in the intellectual history of a Medieval Western Christendom, the genius of Saint Thomas Aquinas revealed itself, in his Summa Theologica, not in the resuscitation of Aristotelian these but in the construction of a system that was the Angelic Doctor's own.1 In the field of Physical nature in vacuo, as if logic could do duty for verification, threatened to sterilize, and succeeded in retarding, the harvest that was to be garnered from application of an experimental method of research in accordance with the Western Civilization's native bent.2 In the field of language and Literature the all flawlessly Ciceronian Latinity of an Erasmus, who had taught himself to speak with the tongues of men and angels, was become as sounding brass or a tinkling cymbal3 in a Modern Western house of many mansions,4 that had been filled with a sound as of a rushing mighty wind5 by a vernacular poetry in a chorus of divers living Western languages, while, in a contemporary Far Eastern World, a creative art of Drama and the Novel, conveyed in a living 'mandarin' lingua franca, had likewise eventually taken the light out of a pedantic reproduction of the style and themes of the Sinic classics. In the field of the Visual Arts an orthodox Christian Civilization's miniature reminiscences in ivory of an Hellenic style of bas-relief carving in marble turn deathly pale, exquisite though they are, in the presence of mosaics glowing and vibrating with a veritable life engendered by the fruitful marriage of an indigenous Byzantine creativity with an indigenous Byzantine technique.

the last word on the comparative merits of the realm of Hades and the land of the living was spoken to Odysseus by the shade of Achilles:


'I would rather be a wretched peasant on the land, labouring as a serf with a poor portionless man for my master, than be sovereign lord of the legions of the shades of the dead and departed.'6

Saturday, December 18, 1993

CONTACTS BETWEEN CIVILIZATIONS IN SPACE

IX. CONTACTS BETWEEN CIVILIZATIONS IN SPACE (ENCOUNTERS BETWEEN CONTEMPORARIES)

A. AN EXPANSION OF THE FIELD OF STUDY

B. A SURVEY OF ENCOUNTERS BETWEEN CONTEMPORARY CIVILIZATIONS

I. Plan of Operations

II. Operations According to Plan
(a) Encounters with the Modern Western Civilization
1. The Modern West and Russia
Russia's ‛Western Question’
Alternative Russian Responses to the Challenge of Western Technology

2. The Modern West and the Main Body of Orthodox Christendom
The Reception of a Modern Western Culture by the Ottoman Orthodox Christians and its Political Consequences

3. The Modern West and the Hindu World

4. The Modern West and the Islamic World
The Postponement of the Crisis
The Muslim Peoples Military Approach to the Western Question


5. The Modern West and the Jews
6 The Modern West and Far Eastern and Indigenous American Civilizations
7. Characteristics of the Encounters between the Modern West and its Contemporaries


(b) Encounters with Medieval Western Christendom
1. The Flow and Ebb of the Crusades
2. The Medieval West and the Syriac World
3. The Medieval West and Greek Orthodox Christendom
4. The Medieval West and Kievan Russia

(c) Encounters between Civilizations of the First Two Generations


1. Encounters with the Post-Alexandrine Hellenic Civilization
2. Encounters with the Pre-Alexandrine Hellenic Civilization
3. Encounters with the Syriac Civilization
4. Encounters with the Eygptiac Civilization in the Age of ‛the New Empire’
5. Tares and Wheat


C. THE DRAMA OF ENCOUNTERS BETWEEN CONTEMPORARIES (STRUCTURE, AND PLOT)

I. CONCATENATIONS OF ENCOUNTERS

II. ROLES, REACTIONS, AND DENOUMENTS


D. THE PROCESS OF RADIATION AND RECEPTION

E. THE CONSEQUENCES OF ENCOUNTERS BETWEEN CONTEMPORARIES

I. Aftermaths of Unsuccessful Assaults

II. Aftermaths of Successful Assaults

(a) Effects on the Body Social
(b) Responses of the Soul

1. Dehumanization

2. Zealotism and Herodianism

The terms imply a clear-cut distinction between rejection and acceptance of the conqueror's êthos, but a closer examination suggests that the distinction is not as clear-cut as it looks at first. The point is illustrated by a consideration of modern japan, and of the careers of Ghandi and Lenin.

3. Evangelism

C. (I), Annex: ‘Asia’ and ‘Europe’: Facts and Fantasies


TABLE

Barabarian War-Bands

Saturday, December 11, 1993

HEROIC AGES

VIII. HEROIC AGES

A.A. THE GENESIS OF A LIMES

B. A SOCIAL BARRAGE

c. THE ACCUMULATION OF PRESSURE

‛The Wreckful Siege of Battering Days’

The Impracticality of a Policy of Non-Intercourse

The Barbarians Exploitation of their Civilized Neighbours' Weapons

The Barbarians Exploitation of their Native Terrain

The Besieged Civilization's Inability to Redress the Balance by Recourse of Organization and Technique

The Barbarian's Military Elusiveness and Economic Parasitism

The Self-Defeat of a Policy of Setting a Thief to Catch a Thief

d. THE CATACLYSM AND ITS CONSEQUENCES

A Reversal of Roles

The Demoralization of the Barbarian Conquerors

The Bankruptcy of a Fallen Civilized Empire's Barbarian Successor-states

The Restraining Inluences of Aidôs, Nemesis, and Hilm.

The Outbreak of an Invincible Criminality

The Débacle of an Ephemeral Barbarian Ascendancy


E. DICHTUNG UND WAHRHEIT
I. A PHANTASY OF HEROISM
II. A GENUINE HUMBLE SERVICE

Note: 'The Monstrous Regiment of Women'





VIII.

HEROIC AGES


A. THE GENESIS OF A LIMES *

{VIII.A.p.2}...The fluid from of a running warfare is neither so definite nor impassable a barrier as is the military frontier (limes) into which the fluid front crystallizes when the stage of stationary warfare is reached.1 The contrast in configuration and character between an original limen-zone and an eventual limes-line is the geographical expression of the conditions that generate an heroic age.

An heroic age is, in fact, the social and psychological consequence of the crystallization of a limes, and our purpose in this Part is to trace this sequence of events by our customary empirical method of investigation. A necessary background to this undertaking is, of course, a survey of the barbarian war-bands that had breasted the divers sectors of the limites of divers universal states during the history of Man in Process of Civilization up to date. A survey of this kind has already been attempted in a previous Part.2 In that place, a considerable muster of barbarian war-bands has been reviewed, and in passing, we have also there taken note of their distinctive achievements in the two fields of sectarian religion and epic poetry. In our present inquiry this foregoing survey can be drawn upon for purposes of illustration without having to be recapitulated.

1 See V. v. 208. Ibn Khaldūn defines the frontier of an empire as the lines at which the imperial government's authority peters out. 'A dynasty is much more powerful at its seat of government than it is at the extremities of its empire'. He compares the loss of energy in the radiation of its power to the gradual dying away of rays of light streaming out from the central point, or of the circular ripple which spread over the surface of a piece of water when one strikes it (Muqaddamāt, translated by de Slane, Baron McG. (Paris 1863-8, Imprimerie Impériale, 3 vols.) vol. I, p. 332).
2 In V. v. 210-237
* {nobs Ed. pronounced lee-mez, i.e. limits}

(1) A Social Barrage
(2) The Accumulation of Pressure

The Wreckful Siege of Battering Days'

{VIII.C.p.13}...'A long period of 'education", in which a semi-civilized people has been profoundly affected from without by the influence of a civilized people,3 is the necessary prelude4 to the 'heroic age' in which the barbarians have their fling when a sagging and tottering limes at last collapses.

3 Chadwick, The Heroic Age, p. 458.
4 Apropos of the Serb heroic age at the climax of the Orthodox Christian Time of Troubles, after the Bulgarian and East Roman Empires and before the imposition of the Pax Ottomanica, Chadwick points out in op. cit., on p. 448, that, 'here again..., as in the Teutonic and Cumbrian heroic ages, we have the case of a semi-civilized and "juvenile" nation exposed for a long period to the influences of a civilized but decaying empire'. Chadwick has, in fact, established an historical 'law' to the effect that the precipitation of an heroic age is normally the cumulative effect of the radiation of a decaying civilization into a primitive society over a period of time that is to be measured not in years, but in generations. Since the publication of Chadwick's The Heroic Age in A.D. 1912 it had, however, been demonstrated by Hitler that a diabolically perverse process of mis-education can artificially produce the same psychological effect in a community that has advanced as far along the path of civilization as pre-Nazi Germany, and that, under these artificial conditions, the process of barbarization can be so greatly speeded up as to be 'telescoped' into the span of a single generation. The deliberate uprooting of the boys and youths of Nazi Germany from the habit, expectation, and love of a settled life by the systematic application of Modern Western methods of mass-suggestion had evoked a caricature of an heroic age by a process of 'speeding-up' that was counterpart, on a psychological plane, of the visual effect produced by speeding up the display of a film.

The Impracticality of a Policy of Non-Intercourse

The erection of a limes sets in motion a play of social forces which is bound to end disastrously for the builders. A policy of non-intercourse with the barbarians beyond is quite impracticable. Whatever the imperial government may decide, the interests of traders, pioneers, adventurers, and so forth will inevitably draw them beyond the frontier.

The Barbarians Exploitation of their Civilized Neighbours' Weapons

{VIII.C.p.16} The transfrontier barbarian is not, however, content simply to practice the superior tactics which he has learnt from an adjoining civilization without proceeding to adapt them to the local terrain.
Ex hypothesi he already has the initial advantage of being at home in a theatre of military operation in which his opponent is a stranger, since the limes is situated in barbarian territory which the civilization has occupied, up to this line, by force of arms in an aggressive previous chapter of history. When the barbarian combines his hereditary mastery of the local situation with a creative adaptation of borrowed weapons and tactics, superior to his own, to suit the local conditions of warfare, he becomes formidable indeed. His best opportunities for putting his civilized adversary at this military disadvantage arise where the local terrain displays some strongly pronounced physical characteristic which is unfamiliar and adverse to the civilized belligerent and yet at the same time lends itself to the employment, with adroit modifications, of weapons and tactics that have been borrowed from him by his barbarian antagonist.

The Barbarians Exploitation of their Native Terrain

{p.19} On the local anti-barbarian frontiers of the still surviving parochial states of a Westernizing World which, at the time of this writing, embraced all but a fraction of the total habitable and traversable surface of the planet, two of the recalcitrant barbarian's faithful non-human allies had already been outmanœvered by a Modern Western industrial technique. The Forest had long since fallen victim to cold steel, while the Steppe, from its parkland fringe to its desert heart, had been penetrated by the petrol-driven internal combustion engine of the aeroplane and the terrestrial motor vehicle travelling on the treads of a revolving belt over
{p.20}terrain where wheels could no longer convey it. The barbarian's mountain ally, however, had proved a harder nut to crack, and the nineteenth-century Russian feat of taming the Caucuses and twentieth-century French feat of taming the Atlas and the Rīf had not yet been emulated by any corresponding domestication of either the western of the eastern rim of the Iranian Plateau. At this date the serried tiers of the Zagros Range, astride a theoretical Perso-Turkish and Perso-‛Irāqī frontier, were still serving as fastnesses for wild Kurds, Lūrs, Bakhtiyārīs, and the motley wild highlanders of Fars, while the Sulaymān Range and its ramifications were performing the same service for wild Pathans and Balūchīs who were hardly conscious of a theoretical Indo-Afghan frontier that had been drawn across the map of their homelands in A.D. 1893 and had been inherited in A.D. 1947 from a British Indian Empire by a Pakistan that was one of its three successor-states.

{p.22} 'The elaborate and costly equipment which had been invented on the European battlefields of the General War [of A.D. 1914-1918], in operations on level ground between two highly organised armies, was very much less effective when employed against parties of tribesmen lurking in a tangle of mountains.'1

On the other hand,

'as a fighting man the Wazīr and the Mahsūd, always more particularly the latter, when in his own country, may be classed very high, Agile and enduring, he is possessed on his own hillsides of an astonishing mobility, which is intensified by complete disregard of impedimenta, as well as by a natural hardiness that greatly simplifies all supply problems. His skill with the small -bore rifle is considerable, and is only surpassed by a great capacity to exploit the slightest weakness shown by his enemy. Disregard of methods of security on the one hand, a too slavish routine in these faults have been repeatedly penalized by the Mahsūd and Wazīr. The tribesman is gifted with untiring patience and vigilance in observing an enemy when the latter is on the move, a characteristic which makes it extremely difficult to outflank or to surprise him. He is an expert in the attack of detached posts and in the surprise of small parties. This skill may be enhanced by the employment of ruses which can justly be stigmatized as closely akin to treachery.' 2

1 Toynbee, A.J.: Survey of International Affairs, 1925, vol. i (London 1927, Milford), p. 557).
2 de Watteville, H.: Waziristan, 1919-1920 (London 1925, Constable), p. 23. Evidence bearing out this appreciation will be found passim. There are striking examples on pp. 130, 156, 207-9, and 213. The quotations from this book have been made with the permission of the publishers.


The Besieged Civilization's Inability to Redress the Balance by Recourse of Organization and Technique

{p.25} In an economically complex civilization with a money economy, any increase in the numerical strength of a regular standing army entails a corresponding increase in the pressure of taxation upon national income. The division of an intolerably large, and still insatiably growing, proportion of a dwindling national income to meet rising costs of public services is the most conspicuous of the social maladies that were the death of the Roman Empire in the West in the fifth century and in the Centre and East in the seventh century of the Christian Era; and, while the cause of this cancerous growth of the fiscal burden on the backs of the Roman Imperial Government's subjects was an increase in the personnel of the Imperial Civil Service to fill an administrative vacuum arising from the progressive decay of local-government,5 a second cause—which would probably turn out to have been by far the more potent of the two, if all relevant figures were known to us—was the increase in the man-power of the Imperial Army which was required in order to meet the increase in the transfrontier barbarians' military efficiency. We do know that, in the annual budgets of the British Rāj in India during the last century of its existence, the coast of defence (which, in practice, meant the defence of the North-West Frontier) was an item that absorbed a disconcerting proportion of the revenue.6

{p. 26} Thus, if the chronic warfare between the defenders and assailants of a limes is waged in terms of competitive staying power, the defence is bound to collapse sooner or later, since, so far as it is able to hold its own, it can achieve this only by exerting an effort which becomes more and more disproportionate to the effort exacted from its increasingly efficient barbarian adversaries.1 In this situation there are two obvious courses to which the defence may resort in the hope of arresting, by one means or other, the progressive deterioration of its own capacity for organization and technique, in which a civilization is superior to its barbarian neighbours almost ex hypothesi or its barbarian adversaries' capacity for taking military advantage of the local terrain through which the limes runs. These two policies of elaborating its own organization and armaments and of recruiting barbarian man-power are not, of course, mutually exclusive, and a harassed Power behind a limes had usually resorted to both in its desperate search for some means of reversing the accelerating inclination of the scales of war in its barbarian opponents' favour which is the inexorable effect of the passage of Time on a frontier where the civilized party is content to remain passive.

1 The difference in the degree of the effort required from a civilized army and from a barbarian war-band in order to produce an equal quantum of military effect was once expressed in quaintly concrete financial terms by a correspondent of the present writer's in a comparison between the respective performances of the British Army and the Hijīzā Army against the Turkish Army in the General War of A.D. 1914-18. 'From first to last, the military operations of the Hijīzā Army accounted for 65,000 Turkish troops at the cost of less than £100 per head of subsidy, whereas in the British Army's operations against the Turks, each Turkish casualty or prisoner cost from £1500 to £2000' (Toynbee, A.J.: Survey of International Affairs, 1925, vol. i (London 1927, Milford), p. 283, n. 2).

{p.28} This attempt to solve the problem of defence by an improvements in organization, which was such a brilliant failure in the military history of the Diocletianic Roman Empire, had brought in better returns to Powers burdened with anti-barbarian frontiers in a Modern Western World. General Sir C.C. Monro's lightning victory over the Afghans in A.D. 1919 was a triumph of organization in a sudden emergency; Marchal Lyautey's gradual pacification of the Atlas highlands between A.D. 1907 and A.D. 19343 was a still more signal triumph of organization applied to the deliberate execution of a long-term plan; and these are merely two illustrations out of a multitude lying ready to the historian's hand. In the policy of Modern Western imperial governments, however, the resort to organization as a means of redressing an unfavourable inclining balance in the defence of a limes was overshadowed by the resort to technique in an age when Western technology was advancing at an unprecedented pace in to a previously undreamed-of wonderland of scientific discovery and practical 'know-how'.

In such circumstance the Western parties to the conflict between Civilization and barbarism might well feel confident of being able to set so hot a pace in the progressive application of technology to border warfare that their barbarian competitors would find themselves run off their
{p.29} feet. If the barbarian had shown himself able to procure from abroad and even passably imitate at home a relatively simple product of the Modern Western technique, such as an up-to-date breach-loading rifle, was it not the obvious retort for his Western adversary to raise the technological level of competition in armaments from small-arms to artillery, from fire-arms to the aeroplane, and—in terms of the release of atomic energy—from the non-fissile to the fissile type of explosive for the manufacture of bombs? For, even if the barbarians could procure aeroplanes from abroad and could learn to become as skillful an air-pilot as he had already become a marksman, it was hardly conceivable that he could provide for the servicing of aeroplanes, not to speak of installing the plant for manufacturing them, and it was virtually out of the question for him to procure atom bombs from abroad, and quite out of the question for him to acquire and apply the 'know-how' of manufacturing them and detonating them. When Western Man had crowned a century of scientific achievement by discovering how to harness atomic energy to the service of War, it looked indeed as if it now lay in his power (if he could reconcile this with his conscience) literally to annihilate the last unsubdued territory of Barbarism in their last remaining pockets of unsubdued territory—always supposing that these condemned barbarian prisoners of a ubiquitous industrial Western Civilization were not reprieved, after all, by seeing the Western masters of the World destroy one another first in an atomic fratricidal warfare.

This thesis that technique is a winning card in Civilization's hand is forcefull presented in a passage from the pen of a brilliant observer of a campaign in which a Modern Western Power overthrew a barbarian opponent on his own ground by bringing into action against him the Western technique of the Pre-Atomic Age.

'Halfa is nearly four hundred miles from Atbara; yet it was the decisive point of the campaign; for in Halfa was being forged the deadliest weapon that Britain has ever used against Mahdism—the Sudan Military Railway. In the existence of the railway lay all the difference between the extempore, amateur scrambles of Wolseley's campaign and the machine-like precision of Kitchener's. When Civilization fights with Barbarism it must fight with civilized weapons; for with his own arts on his own ground the barbarian is almost certain to be the better man. To go into the Sudan without complete transport and certain communications is as near madness as to go with spears and shields. Time has been on the Sirdar's side, whereas it was dead against Lord Wolseley; and of that, as of every point in his game, the Sidar has known to ensure the full advantage. There was fine marching and fine fighting in the campaign of the Atbara; the campaign would have failed without them; but without the railway there could never have been any campaign at all. The battle of the Atbare was won in the workshops of the Wady Halfa.'1

1 Stevens, G.W.: With Kitchener to Khartum (Edinburgh and London 1898, Blackwood) chap. 3, ad imit., pp. 22-23.


{p.30} A generation later, when this Western feat of harnessing steam-power had been eclipsed by the more extraordinary feat of harnessing atomic energy, it was a temptation for Western minds to assume that the problem of anti-barbarian frontiers had now been solved decisively by the progress of Western technology up to date. At the time of writing, however, atomic energy had not yet been used for the destruction of either Barbarism or Civilization; and the recent experience of Western Powers in trying to offset their barbarian opponents' skill in adapting the use of Modern Western weapons and tactics to the local terrain by bringing into action, on their own side, additional Modern Western weapons of ever more elaborate kinds, had demonstrated that the elaborations of technique, like the elaboration of organization, carried with it certain inherent drawbacks in addition to the untoward social effect of its crushingly heavy cost to the tax-payer and the untoward educational effect of its initiation of the barbarian into the ever more formidable tricks of his civilized adversary's trade.2 these inherent drawbacks to an elaboration of technique might go far towards neutralizing even the military effect of this expedient for redressing the balance of power between Civilization and Barbarism along a static limes.

2 'The development of an strategic perception or of a more far-seeing or reasoned leading among the frontier tribes is perhaps improbable. On the other hand, should any such tendencies creep into their conduct of war, and should the tribesman ever, by any chance, be supported by skilled advice, or find themselves in the possession of efficient artillery, numerous machine guns or stocks of grenades and analogous adjuncts of war, the prospect of entering on a campaign of this nature without highly trained troops is not alluring' (de Watteville, op. cit., p. 210).


The Barbarian's Military Elusiveness and Economic Parasitism

{p.35} The fact is that punitive measures defeat their own object by accentuating an already prevalent tendency in the transfrontier barbarian's social evolution which is precisely what has made him such an awkward neighbour.3 If the transfrontier barbarian had remained an unmodified primitive man living in the static Yin-state in which the genuinely primitive societies were found as far back in Time as the existing evidence carried a twentieth-century western historian's knowledge of them, a decidedly greater proportion of his total energies would have been devoted to the arts of peace and a correspondingly greater coercive effect would have been produced upon him by the punitive destruction of the products of his pacific labours. The tragedy of a ci-devant primitive society's moral alienation from an adjoining civilization by which it has previously been attracted is that the consequent deterioration of their relation from one of progressive cultural radiation-and-mimesis to one of chronic hostilities leads the barbarian to neglect his former peaceful avocations in order to specialize in the art of border warfare—first in self-defence, in order to save himself from subjugation or annihilation at the hands of a civilization that has turned savage, and later—when his growth in military efficiency on his own terrain has gradually reversed the balance of military advantage in his favour—as an alternative means of making his livelihood. To plough and reap vicariously with sword and spear 4 is more lucrative for the barbarian now that a civilization which has been thrown on the defensive can be mulcted of its wealth by way of either loot or subsidies, and this is also more congenial to him now that the
{p. 36} barbarian has become a warrior first and foremost and has remained only secondarily a husbandman. The barbarian adjoining a limes thus ceases to be economically self-supporting and becomes an economic parasite on the civilization on the other side of the military front.

1 While this economic retrogression of the barbarian in a 'reservoir' damned back by a limes is one of the general effects of the erection of a limes in any physical environment, the effect naturally varies in degree in proportion to the extent of the difference between the regions segregated from one another by the limes in point of relative economic attractiveness of unattractiveness. Evidently the ‘reservoir’ barbarian will be the more prone to seek his livelihood by plundering his civilized neighbour's garden than to seek it by cultivating his own wilderness, the more forbidding the wilderness is, and the more smiling the garden. A case in point is the poverty of the Pathan highlands by comparison with the adjoining lowlands of Afghanistan as well as Pakistan (see Toynbee, A.J.: Survey of International Affairs, 1925, vol. i (London 1927, Milford), p. 546-7).
This point is of some importance, because one of the considerations that are apt to decide an empire-builder to draw his limes along a particular line, short of having reached 'a natural frontier', is that, along this line, he has found himself at the limit of the area that he can reckon on being able to exploit economically, with profit to himself, by means of the economic technique of which he is master—at whatever stage of technological 'know-how' he may happen to be at the time when he is choosing the line for his limes. This last qualification has to be added because a country-side that is economically profitable for a society at one level of economic technique may be economically unprofitable for a society at another level. For the Romans round about the beginning of the Christian Era it was economically unprofitable to saddle themselves either with Northern European territories in which the post-glacial forest still had the upper hand over a primitive agriculturist's attempts to clear it, or with an Arabian desert which the sedentary husbandman could never hope to dispute with the stock-breeding Nomad. Accordingly the Romans drew their European limes just short of the coal-deposits in the Ruhr, and the Syrian limes short of the oil-deposits in Arabia.
The Romans did not live to regret this economic blindness of theirs, since their empire came and went before the technique for turning coal and mineral oil to economic account was discovered by the latter-day children of a Western Civilization sprung from the Roman Empire's ruins. On the other hand, there were Modern Western governments that had had the provoking experience of seeing territories in which they had lightheartedly disinterested themselves, in the belief that they were valueless, turn out to be of inestimable economic value in terms of new technological discoveries. The Powers more or less interested in a latter-day Arabia had no sooner completed the delimitation of frontiers in that peninsula after the General War of 1914-18 than they were made aware, by the subsequent pioneer work of Western oil-prospectors, that the sub-soil of the desert which they had been dividing between them was oozing with oil An equally undreamed-of wealth of oil had likewise belatedly been discovered to underlie the surface of lands in the eastern part of the State of Oklahoma that had become the property of Indians descended from 'the five civilized nations' who had been relegated there since A.D. 1825 in the belief that, for the White Man, this was the least desirable piece of country within the whole vast area of the United States. In A.D. 1952 there was a strange irony in the contrast between the respective current economic values of these oil lands in Oklahoma, to which 'the five civilized nations' had been deported, and the cotten-lands of Georgia, Alabama, and Mississippi, from which they had been evicted. A similar reflection was suggested at the same date in England by the grass-clad solitudes that had replaced, on the Downs, the cultivation which the Romans had once found there in an age when the forest-clad plains of Britain were inaccessible to the Celtic husbandman as the forest-clad plains of North America were to the Indian hunter at the time of the arrival of the White Man in the New World.
On the morrow of a latter-day Western discovery of the technique of splitting the atom of one particular chemical element, it looked as if a revolution of the planet's wealth in terms of uranium instead of gold might produce even more sensational surprises; and such surprises were bound to evoke the correspondingly poignant regrets in the hearts of the makers of frontiers in a politically divided society embracing the entire surface of the globe.


The Self-Defeat of a Policy of Setting a Thief to Catch a Thief

{p. 39} This striking inequality in the material consequences of border warfare for the two belligerents is reflected in a great and growing inequality between them in moral for the children if a disintegrating civilization that is standing on the defensive―at any rate for a demilitarized majority that is standing in the interior, as distinct from a barbarianized minority in the marches―the interminable border warfare wit the barbarians beyond the limes spells the burden of an ever-increasing financial charge and the anxiety of a never solved military and political problem. For the barbarian belligerent, on the other hand, the same warfare has the very opposite psychological associations. For him, it is not a burden but an opportunity, not an anxiety but an exhilaration. A contest that is always harassing for the civilized party―and utterly devastating for him when he finds himself no nearer to being within sight of the end of it after he has mobilized all his resources of organization and technique―is the very breath of life for the militarized barbarian. This great and always
{p. 39} increasing inequality in 'psychological armament' makes the discomfiture of the civilized belligerent inevitable sooner or later.1

{p.41}...In this place we need only to recall our previous finding2 that this alluring expedient for averting a collapse of the limes actually precipitates the catastrophe which it is designed to forestall, and we may proceed to inquire into the explanation of this apparent paradox.

Part of the explanation is, of course, to be found in the consideration that, in taking the barbarians into his service, the Power behind the limes is also taking them into his confidence and is thereby subjecting them to an intensive course of instruction in a military and political 'know-how' which they can afterwards employ, if they choose, to their own profit at their teachers' expense.

'It can be said of the Roman, Chinese and British Indian empires alike that the method that worked best was one of enlisting the services of the very tribes that were supposedly excluded by the boundary, thus turning them about so that they faced away from the boundary instead of toward it ... nevertheless, it was a method that haunted the imperial state responsible for it, because it created a sword of two edges capable of striking outward when held in a strong hand but of cutting inward when the had weakened. From border societies of this kind, linked with boundary-maintaining empires, were drawn the "barbarian auxiliaries" of Rome and the "tributary barbarians" of China; from a similar society the British Empire in India recruits both regular troops and tribal levies. From the same societies came invaders and conquerors of both Rome and China; and the people of the same kind with whom the British now deal are as dangerous as they are useful.'2

2 Lattimore, O.; Inner Asian Frontiers of China (New York 1940, American Geographical Society), pp. 245-6.

{p.43} The truth is, in enlisting the barbarian in its service, the Power behind the limes is attempting, under altogether unpropitious psychological conditions, to recapture the relation between Barbarism and Civilization that prevailed in days when the civilization had not yet broken down, and the limes had not yet some into existence. The defence of the civilization by an inner ring of barbarians against an outer ring of barbarians was something that happened of itself, without any contract between the parties, so long as the growing civilization was attracting the barbarians by its charm. Under these psychological conditions an inner ring of barbarians served spontaneously both as a conductor through which the civilization radiated its cultural influence into barbarian societies at a farther remove and as a buffer which absorbed the shocks of the se outer barbarians' attempt to take by force1 a cultural kingdom which, in its heyday, had for them the fascination of the Kingdom of Heaven. In these happy psychological circumstances the inner barbarian proselytes of the one day became the cultural converts the next, while today's outer barbarian assailants became tomorrow's inner barbarian proselytes. The growing civilization progressively extended its borders through the successive assimilation of one ring after another of its barbarian neighbours―a very different story from the subsequent history of a broken-down civilization’s expansion by force, up to the

1 Matt. xi. 12.

{p.43} limit to which sheer force could carry it, at the expense of barbarians whom it has ceased to charm.

{p.44}...In these psychological circumstances a corps of barbarian foederati will never turn into a unit of the Imperial Regular Army; it will always remain an unassimilated barbarian was-band retaining its own weapons and tactics, taking its orders from its own war-lord, feeling its own esprit de corps, nursing its own ambitions. In the same circumstances a settlement of barbarian laeti5 will never turn into a civil community of imperial citizens; it will remain an unassimilated imperium in imperio which, short of being annihilated, will find its political destiny sooner ore later in becoming the nucleus of a dissident successor-state doomed to failure; and, as this expedient is the last forlorn hope of the tottering Power behind the limes, its failure is immediately followed by the limes collapse.

(3) The Cataclysm and its Consequences

A Reversal of Roles

{VIII.D.p.45}...This episode in Man's contest with Physical Nature is an apt simile of what happens in Man's struggle with Human Nature, in his neighbours and in himself, upon the collapse of the military barrage of a limes. The resulting social cataclysm is a calamity for all concerned; but in the human, as in the physical, disaster the incidence of the devastation is unequal, and in this case likewise the distribution of the damage is the reverse of what might have been expected a priori. There is, in fact, here a paradoxical reversal of roles.2 So long as the representatives of a disintegrating civilization were successful in saving a tottering limes from collapse, the tribulation which it cost them to perform this tour de force was progressively aggravated, as we have see, 3 out of all proportion to the progressive increase in the pressure exerted by the transfrontier barbarians. On the other hand, now that the disaster, so long dreaded and so long averted by the Power behind the limes, has at last duly descended upon the doomed civilization's devoted head, the principal sufferers are no longer the ex-subjects of the defunct universal state, over whose fields and cities the deluge of barbarian invasion now rolls unchecked, but the ostensibly triumphant barbarians themselves. The hour of their triumph, for which they have thirsted so long, proves to be
{p.46} the occasion of a discomfiture which they nor their defeated adversaries had foreseen.


The Demoralization of the Barbarian Conquerors

What is the explanation of this apparent paradox? The answer is that the limes, whose resistance the transfrontier barbarian has been seeking all the time to overcome, has served, not only as the bulwark of the Civilization that its builders and defenders had intended it to provide against an outer Barbarism, but also as a providential safeguard for the aggressive barbarian himself against demonically self-destructive psychological forces within his own bosom.

...provided by the existence of the very limes which the barbarian is bent on destroying for the limes, so long as it holds, supplies a substitute, in some measure, for the indispensable discipline of which Primitive Man is deprived when the breaking of his cake of primitive custom3 converts him into a transfrontier barbarian. This discipline is partly imposed on him externally; for, so long as the perennial border warfare continues, the barbarian belligerent, whether his role be that of raider, hostage, or mercenary, is being trained continually perforce in a stern yet at the same time instructive military school; but the limes disciplines him most effectively in the psychological sense of giving him tasks to perform, objectives to reach, and difficulties to contend with that call forth his highest powers and constantly keep his efforts up to mark.

With the sudden collapse of the limes sweeps this safeguard away, the nascent creative powers that have been evoked in the transfrontier barbarian by the challenge of the limes are daunted and defeated by being called upon, suddenly and prematurely, top perform new tasks that are altogether too great and too difficult for them to cope with; and in this hour of bewilderment, when there is no more spirit in them,4 these frail

3 See the phrase quoted from Bagehot in II.i.192.
4 2 Chron. ix. 4.

{p.47} shoots of tender wheat are quickly stifled by the tares in the spiritual field of the barbarian's soul―his abandon1 and his ferocity―which find boundless opportunities for luxuriant growth now that the former raider and mercenary has entered into his long-coveted kingdom. If the transfrontier barbarian is more brutal, as well as a more sophisticated, being than his ancestor the primitive tribesman, the latter-day barbarian who has broken through the limes and carved a successor-state out of the derelict domain of a defunct universal state becomes differentiated from his already barbarian predecessor beyond the pale in the same two senses in still a higher degree. As soon as the barbarian has left no-man's-land behind him and set foot in a ruined world which is for him an earthly paradise, his malaise rankles into demoralization...


{p.48}...the barbarians in patribus civilium cast themselves, as we have observed by anticipation, for the sordid role of vultures feeding on carrion or maggots crawling in a carcass; and it has been noticed by Ibn Khaldūn that they are apt to display a most unheroic prudence in keeping at a safe distance from their dying victims body until the life has gone out of him that there is no danger any longer of his being able to offer any resistance.

'[The future founders of a successor-state] give way to baseless fears whenever they hear talk of the [flourishing] state of the existing empire and of the vast resources that it has at its command. This is enough to deter them from attacking it, and so their chief is obliged to have patience and to bide his time. But, when the empire has fallen into complete decadence, as invariably happens, and when its military and financial strength has suffered mortal injuries, this chief is rewarded for having waited so long by now finding himself able to take advantage of the opportunity of conquering the empire....When the will of God has made itself manifest, and the old empire is on the point of collapse, after having reached the term of its existence, and has become disorganised in all its parts, its feebleness and exhaustion attract its adversary's notice....Encouraged by this open discovery, the people of the new empire prepare with one accord to open the attack; the imaginary dangers that had shaken their resolution up to that moment now disappear, the period of waiting comes to an end, and the conquest is accomplished by force of arms.' 5

5 Ibn Khaldūn: Muqaddamāt, translated by de Slane, Baron McG. (Paris 1863-8, Imprimerie Impériale, 3 vols.) vol. ii, p. 134-5.


The Bankruptcy of a Fallen Civilized Empire's Barbarian Successor-states

{VIII.D.p.52} A barbarian successor-state blindly goes into business on the strength of the dishonoured credits of a universal state that has already gone into bankruptcy; and these boors in office hasten the advent of their inevitable doom by a self-betrayal through the outbreak, under stress of a moral ordeal, of something fatally false within;1 for a polity based solely on a gang of armed desperados' fickle loyalty to an irresponsible military leader,2 while it may be adequate for the organization of a raid or, at a pinch, for the administration and defence of a march, is morally unfit for the government of a community that has made even an unsuccessful attempt at civilization.3 It is far more unfit than would have been the unsophisticated yet respectable primitive rule of custom interpreted by the living leaders of the tribe4 into whose swept and gar-

2 'Irresponsible power, uncontrolled by any traditions of ordered freedom, will often assert itself of defend itself by savage cruelty. The catalogue of such enormities is too long and monotonous to be told in detail' (Dill, S. Roman Society in Gaul in the Merovingian Age (London 1926, Macmillan), p. 133, introducing an anthology of Merovingian atrocities).

{p.53} nished house1 this gangster-constitution has forced its entry since the radiation of a disintegrating civilization has perverted that decadent society's once primitive neighbours into bands of adolescent barbarians.2


The Restraining Inluences of Aidôs, Nemesis, and Hilm.

The barbarian trespassers in partibus civilium have, in fact, condemned themselves to suffer a moral breakdown as an inevitable consequence of their own adventurous act.4 Yet they do not yield to their

1 Matt. xii. 44; Luke xi. 25.
2 The moral inferiority of the adolescent barbarian to his predecessor has been pointed out by H. G. Wells in The Outline of History (London 1920, Casell). p. 298, in a passage which is a fine example of his intuitive genius. In order to transpose this passage into the terminology of the present Study, Wells' term 'barbarism' has. Of course, to be construed as 'primitive life', and his term 'savage' as 'primitive'.)
'It is frequently said that Europe in the sixth and seventh centuries relapsed into barbarism, but that does not express the reality of the case very well. Barbarism is social order of an elementary type, orderly within its limits; the state of Europe beneath its political fragmentation was a social disorder. Its moral was not that of kraal, but that of a slum. In a savage krall a savage knows that he belongs to a community, and lives and acts accordingly; in a slum the individual neither knows of, nor acts in relation to, and greater being.'

4 Ibn Khaldūn traces the stages of this demoralization with a masterly hand, and with a wealth of illustrations from the histories of Arab and Berber barbarian interlopers, in op. cit., vol. i, especially pp 292-7 and 342-59: Muqaddamāt, translated by de Slane, Baron McG. (Paris 1863-8, Imprimerie Impériale, 3 vols.) vol. i, p. 134-5.

{p.54} self-decreed doom without a spiritual struggle that has left its traces in their literary records of myth and ritual and standards of conduct.


'The great characteristic of [Aidôs and Nemesis], as of Honour generally is that they only come into operation when a man is free: when there is no compulsion. If you take people ... who have broken away from all their old sanctions and select among them some strong and turbulent chief who fears no one, you will first think that such a man is free to do whatever enters his head. And then, as a matter of fact, you find that, amid his lawlessness, there will crop up some possible action which somehow makes him feel uncomfortable. If he has done it, he "rues" the deed and is haunted by it. If he has not done it, he "shrinks" from doing it. And this, not because anyone forces him, nor yet because any particular result will accrue to him afterwards, but simply because he feels aidôs....2
'Aidôs is what you feel about an act of your own; Nemesis is what you

2 It will be seen that, in H. G Wells' term (see the passage quoted on p. 53, n. 2, above), Aidôs is essentially a virtue of 'a slum' in which 'the individual neither knows of, nor acts in relation to, any greater being.'—A.J.T.

{p.55} feel for the act of another. Or, most often, it is what you imagine that others will feel about you....But suppose no one sees. The act, as you know well, remains νεμεσητόν—a thing to feel nemesis about; only there is no one there to feel it. Yet, if you yourself dislike what you have done, and feel aidôs for it, you inevitably are conscious that somebody or something dislikes or disapproves of you....The Earth, Water, and Air [are] full of living eyes; of theoi, of daimones, of kêres....And it is they who have seen you and are wroth with you for the thing which you have done.'1

In contrast to Aidôs and Nemesis, which enter into all aspects of social life, Hilm is a vertu des politiques.4 Before the inauguration of Islam the practice of Hilm had been learnt by Abu Sufyān, the father of a Mu‛āwīyah who was to found the Umayyad power, in the school of the mercantile republic of Mecca:5 a cultural as well as physical oasis in the desert of Arab barbarism where the rudiments of city-state life had been propagated by a radiation of Syriac and Hellenic influences which, at earlier dates, had produced more brilliant fruits of the kind at Palmyra and at Petra.6 Abu Sufyān's son the Caliph Mu‛āwīyah I claimed that Hilmwas an Umayyad family virtue,7 and Mu‛āwīyah himself came ot figure as the classical exponent of it.8 On of Mu‛āwīyah's dicta was that 'Hilm would be universal if everyone had Abu Sufyān for an ancestor'.9 But 'the qualities which, when found in combination, the Arabs designed by the name of Hilm' were 'as rarely met with as

1 Murray, Gilbert: The Rise of the Greek Epic, 3rd ed. (Oxford 1924, Clarendon Press), pp. 83-84.
5 Lammens, S.J., Père H.: Études sur le Règne du Calife Omaiyade Mo‛âwia Ier (Bayrūt 1908, Imprimerie Catholiquee; Paris 1908, Geuthner), p. 89.
7 See Lammens, op. cit., p. 88, n. 3.
8 See Lammens, op. cit., p. 66-67. A monograph entitled The Hilm of Mu‛āwīyah is on of the lost works of the Classical Arabic literature (Lammens, op. cit., p. 89), but Lammens has collected anecdotes on the subject, from surviving works, in op. cit. 9. 91-103.
9 ibid., p. 88, n. 3.

{p.56} they were highly prized among a passionate people whose temperament was a bundle of nerves—nerves almost showing the skin and reacting the slightest external shock'1


'Hilm is thus something more sophisticated than Aidôs and Nemesis, and consequently also something less attractive. Hilm is emphatically not an expression of humility; it's aim is rather to humiliate an adversary: to surprise him by displaying the contrast of one's own superiority; to surprise him by displaying the dignity and calm of one's own attitude' 3 The practice of Hilm is not incompatible with inward feelings of resentment, animus, and vindictiveness.4 Hilm is not within the competence of anyone who is not rich and powerful, and it presupposes order to injure one's neighbour without having to fear the consequences of one's action.5

'in the desert, every true "gentleman" must have in his moral coach-house (remise—or, as we are tempted to say, in his moral stable (ècurie—two steeds to choose between at his pleasure. On the one, he makes a parade of clemency. The other—is the one which he prefers to mount—allows him to show himself in his true colours....6
'At bottom, Hilm, like most Arab qualities, is a virtue for bravado and display, with more ostentation in it than real substance: one form of Nomad stoicism—a stoicism tinged with pharisaism. Among a theatrical people that is the devitalised heir of a race which has been initiated into civilization at a very early date, but which has since relapsed into the state of nature, a reputation for Hilm can be acquired at the cheap price of an elegant gesture of a sonorous mot: it does not pre-suppose a serious spiritual struggle against passions, against pride, or against desire for vengeance. It can be combined with brutality in daily life...7
'In reality Hilm (as Ahnaf has remarked with profound insight) was not so much a virtue as an attitude—a prudent opportunism serving as a safeguard against abuses of authority, which are always regrettable, under a régime which in principle was democratic; opportune above all in as anarchic milieu, such as the Arab Society was, where every act of violence remorselessly provoked a retaliation. It was no feeling of humanity, but a fear of the thar (émeute), that inspirited the Badawī with a horror of bloodshed. And thus the virtue of Hilm was revealed to him by the disagreeableness of the consequences of a passionate word or gesture. From this point of view, Hilm was something that could not be ignored by the chiefs, who obliged by their situation to maintain an equilibrium between the elements of disorder that were rife within the bosom of the tribe. Given the parliamentary institutions [of the Arab heroic age], Hilm became, for the depository of [political] power, a virtue of the first order....8

1Lammens, op. cit., p. 69.
2 Ibid. p. 67
3 Ibid. p. 68
4 See ibid, p. 69
5 See ibid, pp. 72 and 79
6 Ibid. p. 76
7 Ibid. p. 81
8 Ibid. p. 87


{p.57} 'Hilm as practiced by [Mu‛āwīyah Umayyad successors], facilitated their task of giving the Arabs a political education; it sweetened for their pupils the bitterness of having to sacrifice the anarchic liberty of the Desert in favour of sovereigns who were condescending enough to draw a velvet glove over the iron hand with which they ruled their empire.'1


As Aidôs and Nemesis thus fade from view, their disappearance draws a cry of despair from the weary watcher of the skies. 'Pain and grief are the portion that shall be left for mortal men, and there shall be no defence against the evil day'4 Hesiod is harrowed by his illusory conviction—which it never occurs to him to doubt—that the withdrawal of the glimmering light that has sustained the children of the Dark Age through their vigil is a potent of the onset of an unmitigated and perpetual night; and he has no inkling that, on the contrary, this extinguishing of beacons is a harbinger of the return of day. The truth is that Aidôs and Nemesis reascend into Heaven as soon as the imperceptible emergence of a nascent new civilization has made their sojourn on Earth superfluous by bringing into currency other virtues that are socially more constructive though aesthetically they may be less attractive. The Iron Age into which Hesiod lamented that he had been born, because it was the age that had seen Aidôs and Nemesis shake the dust of this Earth from off their feet, was in fact the age in which a living Hellenic Civilization was arising out of a dead Minoan Civilization's ruins; and the ‛Abbisids, who had no use for the Hilm that had been their Umyyad predecessors' arcanum imperii, were the statesmen who had set the seal on the Umayyad's tour de force of profiting by the obliteration of the Syrian limes of the roman Empire through the demonic outbreak of the Primitive Muslim Arabs in order to reinaugurate a Syriac universal state that had been prematurely overthrown, a thousand years before, by Alexander the Great.5

'With the ‛Abbisids, Hilm will lose its value in the sphere of government, to become a virtue of private life. After the destruction of the former

1 Ibid. p. 103.

{p.58} Arab supremacy and Arab society....absolutism, now firmly established from one end the Islmaic world to the other, no longer felt the necessity of resorting to Hilm in order to overcome the recalcitrance of a public opinion which, thenceforward, was condemned to silence....In undermining, at its foundations, the organisation of the former Arab Society and in forcing all necks to bow before beneath the dead level of despotism, the ‛Abbisids régime was to obtain more decisive results than the lectures (mercuriales) delivered [by Umayyad governors] from the tribunes at Kūfah and Basrah.'1

It was significant that, in order to ensure the salvaging of the Syriac Civilization from the chaos of a post-Hellenic Arab heroic age, there had to be a change of political régime, a barbaric turbulence of Arab war-bands could be reduced to order at the price of suppressing their aristocratic freedom; for the Primitive Muslim Arabs had been perhaps the most gifted of all barbarian warriors, and the Umayyads of all barbarian statesmen, that had so fat fitted across the stage of History. Umayyad statesmanship had achieved the unparalleled feat of transforming an Arab barbarian successor-state of the Roman Empire in Syria in an avatar of the universal state that had originally been provided for the Syriac Civilization, eleven hundred years before, by the Empire of the Achaemenidae. This was an achievement of which the Umayyads' Ghassanid forerunners had never dreamed, and to which the Ghassanids' Palmyrene predecessors had aspired with disastrous consequences for themselves. Yet the raw material of Arab barbarism proved so intractable even to the Umayyad genius2 that an Umayyad David's work had to be completed by an ‛Abbisid Solomon. The exacting, though misguided, task of evoking, in a noscent Far Eastern Western Christian Society, a ghost of the antecedent civilization’s universal state was likewise beyond the interloping barbarians' powers. It is not surprising that, before this task could be taken in hand
{p.59} in Western Christendom, the fainéant Merovingian epigoni of Clovis had to make way for the Carolingians. It is more remarkable that, in the Far East, the epigoni of the Eurasian Nomad barbarian interlopers, who had been so receptive in their attitude towards the legacy of the Sinic culture,1 should have had likewise to make way of for the sedantary barbarian To Pa, and these still more receptive barbarians,2 in their turn, for successor-states, which were harbingers of the imperialo Sui and T’ang.


The Outbreak of an Invincible Criminality

To employ the terminology of the post-Hellenic Arab age, Hilm is worsted—and is bound to be worse—sooner or later by its antithesis and adversary Jahl. While the literal meaning of the Arabic word is 'ignorance', it has a connotation of 'passionateness (emportement), violence, and a brutality which, among Arabs, was sometimes confused with virility',4 The nick-name Abu Jahl means, not 'the ignorant', but 'the impetuous' or 'the emotional (le passionneé)'. 5

'In its usage as conveying the antithesis of Hilm, Jahl incarnates all the faults of deriving from rusticity and drom lack of savoir-vivre, all the passionateness (l'emportement) of youth, all the excesses committed by brute force when it escapes from the control of the Reason. The jāhil is the enemy of the peace-lovers of peace-makers,6 he is destitute of the strict idea of justice,7 he is the victim of pleasure, and allows himself to be captivated by the seductive charms of women.8 He is also the unreflective character, the impotens sui of the Latins—incapable of mastering the angry passions. Jahl is ... the roughness of the manners of the Desert, the absence of restraint in language, an obliviousness of decorum. It is Jahl that betrays its addicts into violations of the code of honour laid down in the customs of the Desert, and into failures to live up to the convenances of social inter-

1 Lammens, S.J., Père H.: Études sur le Règne du Calife Omaiyade Mo‛âwia Ier (Bayrūt 1908, Imprimerie Catholiquee; Paris 1908, Geuthner), p. 106 and 86-87. For the anti-aristocratic egalitarianism of the despotic ‛Abbisid régime, see the present Study, VI. vii. 149-52.

{p.60} course, the laws of hospitality, the duties of friendship, and, in short, "the new spirit", inaugurated by Islam, to which ... the Badu never succeeded in conforming.'1

Indeed, when the Badawī frankly looked back to the Jāhilīyah as 'the good old times when people were able to live without constraint, "without suspecting the existence of Muhammad"'. 2 In the social and psychological landscape of the Arab heroic age the jāhil and the halīm were complementary characterizations which, between them, provided a temperamental classification for the whole of Mankind;3 but the issue of the struggle between the two temperments was a foregone conclusion, since the weights on the respective scales were utterly unequal. Not only did the juhalā outnumber the hulamā, and this by an overwhelming majority; the most deadly weakness of the exponents of Hilm was not their numerical inferiority but their lack of genuine belief in, and sincere devotion to, their own principle. Hilm, as we have seen,4 'was not so much a virtue as an attitude'. For Mu‛āwīyah himself, who was the halīm par excellence,

'Hilm was something that appealed to the ambition of this man of genius, not as an end, but as a means; nos to much as a moral quality perfecting [the character of] the individual as for its utility as an instrument of government.' 5

When the halīm himself is jāhil at heart, it is evident that an attitude thus struck, without conviction, by a sceptically sophisticated minority has no prospect of prevailing.

The works of the Jahl that Hilm has failed to chasten and that Aidôs and Nemesis have been impotent to abash have left scares which have been the barbarian's authentic marks in the record of history. His characteristic brutality declares itself at his first break-through...

1 Lammens, op. cit., pp. 85-86.
2 Ibid., p. 83, quoting Ahtal, 321. 4.
3 Ibid., p. 82, quoting Al-Mubarrad: Kamil, 425. 9.
4 In the passage quoted, on p. 56, above, from Lammens, op. cit., p. 87.
5 Ibid. p. 91.

{p. 61} Such wholesale atrocities are the individual crimes of violence that are the outstanding features of the Heroic Age both in history and legend. The demoralized barbarian society in which these dark deeds are perpetrated is so familiar with their performance and so obtuse to their horror2 that the bards whose task it is to immortalize the memory of the war-lords do not hesitate to saddle their heroes and heroines with sins of which they have been innocent in real life, when a blackening of the characters can heighten the artistic merit of the story.3 This readiness to magnify a character's artistic interest at the cost of his moral reputation might incline the latter-day critic to discount the evidence of legend unsupported by independent historical testimony, were it not that almost every enormity celebrated in epic and saga is accredited by historically recorded parallels for which the evidence is impeccable.

'In A.D. 1723 [Mahmūd] put to death in cold blood some three hundred of the nobles and the chief citizens, and followed up this bloody deed with the murder of about two hundred children of their familiars. He also killed some three thousand of the deposed Shah's bodyguard, together with many other persons whose sentiments he mistrusted or whose influence he feared.' 2

On the 7th of February, 1725, Mahmūd went on to murder all surviving members of the imperial family except Husayn himself and two of his younger children—a crime which was overtaken by poetic justice when, on the 22nd April following, Mahmūd in his turn was assassined by his own cousin Ashraf for the prize of an usurped Iranian imperial crown.3

The murder of a defenceless prince is the highest rung on a descending ladder of barbarian criminality. At the next level below this in the inferno of the Heroic Age we behold the barbarian war-band, murdering, not an enemy prince, but their own leader—in violation of the personal duty of the retainer to his chief which is the most sacred obligation in the barbarian moral code. This offence is so outrageous in the eyes even of a barbarian bard and his audience that it might be difficult to find a legendary counterpart of the historic murder of the Caliph ‘Uthmān by a soldiery who had been thrown off their balance by the intoxification of victory.4 At the next level below this we see a drunken Alexander murdering Cleitus who can boast of having saved his slayer-leader's life at the battle of Granicusū—and this in the presence of Hellenes whose already decadent civilization still shines so bright by contrast with a Macedonian barbarism that it makes these horrified witnesses look like demi-gods.5. From the murder of a fosterkinsman6 comrade-in-arms it is a short step downwards in the progressive demoralization of the Heroic Age to the murder of a kinsman by blood.

2 See Browne, E. G." A Literary History of Persia, vol. iv (Cambridge 1928, University Press), pp. 130.
3 See Ibid., p. 131.

{p. 64} When the members of a barbarian war-lord's kin-group turn their murderous hands against one another, it is not surprising to see a dead leader's royal blood exterminated by the hands of impious alien usurpers in the next chapter of the story—as the family of Alexander was liquidated by Cassander, and the grandson of Muhammad by the Umayyads.3. A slaughtered Husayn received the posthumous recompense of being idealized as a martyr whose etherialized blood mingled with his father's4 to become the seed of the Shī‘ī Church; but Olympus, Roxana, and the child Alexander IV did not even find a pagan bard to make poetry of their painful deaths.

Such mass-murders are mere incidents in civil strife within the bosom of barbarian communities that are highly enough organized to be swift and facile conquests of derelict worlds in the heroic ages of the Western Christian Spanish conquerors of the Aztecs and the Incas, the Hellenized Macedonian conquerors of the Achaemenidae, the subsequent Hellenic conquerors of the Mauryan Empire of India,5 and the Primitive Muslim Arab conquerors of the Romans and the Sasanidae—Arabs who, to damn them with faint praise, had been perhaps the least barbarous of all barbarians up to date. These episodes need not be recapitulated here, since they have been surveyed already, in a different context,6 as examples of the militarist's 'burden of Ninevah'. In this place we need only point to the manifest conclusion that 'every kingdom divided against itself is brought to desolation, and every city or house divided against itself shall not stand'. 7

3 In justice to the Umayadds it should not be forgotten that Husayn brought his death upon himself by his own folly. The Umayyad Government would have given a fortune to see him die in his bed as their pensioner, like his elder brother Hasan after his abdication from the succession to their father. ‛Ali (the allegation what Hasan met his death, not by disease, but by poison, ahs been dismissed as non-proven by Lammens, S.J., Père H.: Études sur le Règne du Calife Omaiyade Mo‛âwia Ier (Paris 1908, Geuthner), pp 149-53.
4 ‛Ali's assassin was a fellow Arab, but, so far from being an agent of Mu‛āwīyah's, he was a Kharijite.
6 In IV. iv. 484-6.
7 Matt. xii. 25. Cp. Mark iii. 24-25; Like xi. 17.


(4) Fancy and Fact
Note: 'The Monstrous Regiment of Women'

Saturday, December 04, 1993

UNIVERSAL CHURCHES

VII. UNIVERSAL CHURCHES

A. ALTERNATIVE CONCEPTIONS OF THE RELATION OF
UNIVERSAL CHURCHES TO CIVILIZATIONS

I. CHURCHES AS CANCERS
II. CHURCHES AS CHRYSALISES
III. CHURCHES AS A HIGHER SPECIES OF SOCIETY

(a) A REVISION OF OUR CLASSIFICATION OF SPECIES OF SOCIETY
(b) THE SIGNIFICANCE OF THE CHURCHES’ PAST
(c) THE CONFLICT BETWEEN HEART AND HEAD
(d) THE PROMISE OF THE CHURCHES’ FUTURE
3. The Promise of Revealing a Spiritual Meaning in History
4. The Promise of Inspiring an Effective Ideal of Conduct
5. The Promise of Exorcizing the Perilousness of Mimesis


B. THE ROLE OF CIVILIZATIONS IN THE LIVES OF CHURCHES

I. CIVILIZATIONS AS OVERTURES
II. CIVILIZATIONS AS REGRESSIONS

C. THE CHALLENGE OF MILITANCY ON EARTH










VII

UNIVERSAL CHURCHES



A. ALTERNATIVE CONCEPTIONS OF THE RELATION OF
UNIVERSAL CHURCHES TO CIVILIZATIONS

I. CHURCHES AS CANCERS
II. CHURCHES AS CHRYSALISES
III. CHURCHES AS A HIGHER SPECIES OF SOCIETY

(a) A REVISION OF OUR CLASSIFICATION OF SPECIES OF SOCIETY
(b) THE SIGNIFICANCE OF THE CHURCHES’ PAST
(c) THE CONFLICT BETWEEN HEART AND HEAD
(d) The Promise of the Churches Future

5. The Promise of Exorcizing the Perilousness of Mimesis

{VII.A.III.(d).5.p.524} ...when an inevitable failure has bred an inevitable disillusionment, the discredited leader is apt to resort to force in order to retain authority that is morally forfeit. In the Civitas Dei this peril is exorcized by a fresh transfer of mimesis—this time from limitedly and precariously creative human personalities who are the ephemeral leaders of mundane civilizations to a God who is the source of all human creativity and whose own divine creativity is infinite.

This mimesis of God can never expose human souls that devote themselves to it to those disappointments and disillusionments that are apt to attend the mimesis of even the most godlike human beings, and that produce, when they do arise, that moral alienation of a restive proletariat from a now merely dominant minority which is one of the symptoms of social decline and fall. The communion between the Soul and the One True God cannot thus degenerate into the bondage of a slave to a despot, for in each of the higher religions, in diverse measure, the vision of God as Power is transfigured by a vision of Him as Love; and presentation of this Loving God as a Dying God Incarnate is a theodicy which makes the imitation of Christ immune against the tragedy inherent in any mimesis that is directed towards unregenerate human personalities.

In the story of Christ's temptation in the wilderness at the beginning of His Ministry,2 and of His Passion at the close of it,3 He is presented in the Gospels as refusing, at the price of the Cross, to exercise a spiritually sterile option of imposing His divine will by an act of power. Let the renegade Dionysus indulge an ungodlike lust for human glory by conquering all the Kingdoms of the World,4 and an unedifying animus against his pitifully unsuspecting human persecutor by dealing him, out of the blue, a blasting blow. A divinity who subjugates India and takes revenge on Pentheus5 demonstrates his power of taming men's bodies at the cost of alienating their feelings, while a God who suffers death on the Cross draws all men unto Him.6

'The story of the Temptations is, of course, a parable of His spiritual wrestlings....It represents the rejection, under three typical forms of all existing conceptions of the Messianic task which was to inaugurate the Kingdom of God. Should He use the power of which, as Messiah, He is endowed to satisfy the creature wants of Himself, and His human brethren, so fulfilling the hope of a "good time coming" which prophets had presented in the picture of the Messianic Banquet—(cf. e.g. Isaiah ix. 6,7)? Should he provide irresistible evidence of His divine mission, appearing in the Temple courts upbourne by angels, so that doubt would

2 Matt. iv. 1-11. Mark i. 12-13; Luke iv. 1-13.
3 Matt. xxvi. 53; John xviii. 36; xix. 11.
4 Matt. iv. 8; Luke iv. 5.
5 See V. vi. 265-6
6 John xii. 32.

{p.525} be impossible—(cf. e.g. Daniel vii. 13, 14 and Enoch)? Every one of these conceptions contained truth. When men are obedient to the Kingdom of God and His justice, everyone will have what he needs for food and clothing (St. Matthew vi, 33). The Kingdom of God is the realm of the perfect justice where God's righteous will is done (St. Matthew vi, 10). The authority of Christ is absolute and can claim the support of the hosts of Heaven (St. Matthew xxviii, 18; xxvi, 53). Yet, if any or all of these are taken as fully representative of the Kingdom and its inauguration, they have one fatal defect. They all represent ways of securing the outward obedience of men apart from inward loyalty; they are ways of controlling conduct, but not ways of controlling hearts and wills...and the Kingdom of God, who is Love, cannot be established in that way.' 1

In the imitation of Christ, this God who is Love draws the Soul towards Himself by evoking a love that is a response to His; and because, in this communion of loves, there is no alloy of coercion, a travail on the Soul which begins as an exercise of mimesis bears fruit in a reception of grace, through which the Soul is enabled to partake of the inward spiritual qualities whose outward visible manifestations it has taken as its rule of life. Instead of ending in frustration, disillusionment, and strife, 'imitation' (μίμησις) here flowers into 'assimilation' (όμοίσιως) of Man's nature to God's.2 The 'light caught from a leaping flame', which was imparted to Plato's disciples 'by strenuously intellectual communion and intimate personal intercourse' with the master,3 now reappears as the gift of the Holy Spirit at Pentecost;4 but, instead of being an esoteric initiation within the sanctum of an Academy which none but a properly qualified mathematician may enter,5 the pentecostal fire is a grace that God can give to any human soul that truly seeks it.6

1 Temple, William: Readings in St. John's Gospel: First Series, Chapters i-xii (London 1939, Macmillan), pp. xxvi-xxvii.
2 See Plato, Theaetus, 176-E, quoted in V. vi 165, n. 6, and Athanasius, De Incarnatione, chap. liv, § 3, quoted on p. 513, n. 2, above.
3 Plato's Letters, No. 7, 341B-E, quoted in III. iii. 245.
4 Acts ii. 1-4.
5 Μηδεις άγεωμέτρητος ε εισίτω is said to have been inscribed over the entrance to Plato's institute of philosophy at Athens (Tzetzes; Chiliades, Book VIII, 1. 973).
6 See V. vi. 165-6.



B. THE ROLE OF CIVILIZATIONS IN THE LIVES OF CHURCHES

(1) Civilizations as Overtures

{VII.B.II.p.530} One of the features of the Christian liturgy was a recurrence of its ritual in both annual and weekly cycles. The Christian liturgical week was modeled on a Jewish prototype; and, though the Christian copy had been differentiated from the Jewish original by making the first day of the week the holy day instead of the seventh, the Christian adaptation still followed the pristine Jewish dispensation in retaining the Jewish name for the eve of the Sabbath. In the Greek Christian vocabulary, Friday continued to be called 'the preparation' (παρασκευή)—in accordance with a Jewish usage in which this elliptical term explained itself. In the psychological atmosphere of a post-Exhilic Judaism, in which a stateless diasporà maintained its esprit de corps by a common devotion to the keeping of the Mosaic Law, 'the preparation' sans phrase could mean nothing but 'the preparation for the Sabbath'. By analogy it is evident that the inevitable connotation of the word would be, not a liturgical, but a political one in the psychological atmosphere of a pre-Alexandrine Athenian sovereign city-state whose citizens worshipped their own then still potent corporate political power under the name of Athena poliûchus. In the usage of Thucidides, writing for an Athenian public for whom politics were the breath of life, and whose political-mindedness was being accentuated in the historian's generation by the military ordeal of the Great Atheno-Pelopennesian War, the word παρασκευή could be used as elliptically as it was afterwards to be used in the Septuagint to convey, just as unmistakably, an entirely different meaning. Thucydides uses the word to signify what a generation of Englishmen, overtaken unawares by a world was in the year A.D. 1914, learnt ruefully to take to heart as 'preparedness' when they found themselves within an ace of defeat owing to their pre-war neglect to emulate the Germans in building up a stock of armaments to stand them in good stead in a fight for their national existence.


(2) Civilizations as Regressions

{VII.B.II.p.534} The Christian Holy Communion, in which the communicants experience their fellowship in and with Christ, had been implicated in a struggle for equality of rights which, in itself, had been a legitimate quest for justice, but which, at each successive stage in a history that had now run through many chapters, had been waged in ever grosser terms for an ever more material stake. In Bohemia in the fourteenth century of the Christian Era the battle for equality had been opened on sacramental ground; the issue had been between the laity and the clergy; and the stake had been communion in both kinds, which the Utraquists had demanded for the laity as against a clergy which had come to reserve the cup as a privilege for clerks in holy orders. In Holland and England in the Early Modern Age of Western History, and the Western World as a whole after the outbreak of the French Revolution, the battle for equality, which by then had long ceased to be fought at the altar rails, had found a new field in a political arena, where the bourgeoisie now demanded a share in the political power that had been exercised under the ancien régime by oligarchies, aristocracies, and monarchies. In the twentieth century the industrial working class of a Western Society that had now become literally world-wide was demanding equality in the distribution of economic wealth of which the lion's share had been appropriated by the middle-class authors of an eighteenth-century and nineteenth-century industrial revolution. In the twentieth-century class-war, which was being fought for an economic stake, the militant movement on the anti-bourgeois side had adopted the name 'Communism' to signify that it was fighting for a 'commune' in which there should be a community of world goods. Communion in this kind, not communion in the body and blood of Christ, was the connotation that this Latin word had come to have in secular twentieth-century Western minds. The twentieth-century Communists had travelled far indeed from their battle-ground of the fourteenth-century Utraquist forerunners. And, though, in their obsession with a legitimate struggle for economic justice, they had raised the emotional temperature of a political 'ideology' to a religious heat, the authentic leaf that they had torn out of the book of Christianity1 was as unedifying out of its context as it was salutary in itself.


C. THE CHALLENGE OF MILITANCY ON EARTH

Saturday, November 27, 1993

UNIVERSAL STATES

VI UNIVERSAL STATES

A. ENDS OR MEANS?

B. UNIVERSAL STATES AS ENDS

I. THE MIRAGE OF IMMORTALITY

A Paradoxical Misapprehension

The Aftermaths of the Roman Empire and the Arab Caliphat

Aftermaths of the Manchu, Ottoman, and Mughal, Empires

Ghosts of Defunct Universal States

The Haunting of Cairo and Istanbul by the Ghost of the Caliphate

‛The Holy Roman Empire’

The Haunting of the ‛Osmanlia and the Mongols by ‛Ghosts of Ghosts’

‛The Great Idea’ of the Modern Greeks

‛Moscow the Third Rome’

The Riddle of the Prestige of the Imperial Office in Japan

The Grounds of the Illusion

II. THE DOOM OF TITHONUS


C. UNIVERSAL STATES AS MEANS

I. THE PRICE OF EUTHANASIA

II. SERVICES AND BENEFICIARIES

(a) The Conductivity of Universal States

(b) The Psychology of Peace

(c) The Serviceability of Imperial Institutions

1. Communications

2. Garrisons and Colonies
Who are the Beneficiaries?

3. Provinces

4. Capital Cities

(d) THE SERVICIBILITY OF IMPERIAL CURRENCIES

1. Official Languages and Scripts

2. Law

3. Calendars; Weights and Measures; Money

(e) THE SERVICEABILITY OF IMPERIAL CORPORATIONS

1. Standing Armies

2. Civil Services

3. Citizenships





VI

UNIVERSAL STATES


A. ENDS OR MEANS?

B. UNIVERSAL STATES AS ENDS

(I) THE MIRAGE OF IMMORTALITY

A Paradoxical Misapprehension

{VI. B. I, p. 7} As we have seen in the last chapter, the endings of universal states indicate that these institutions are possessed by an almost demonic craving for life; and, if now we look at them, no longer through the eyes of alien observers, but through those of their own citizens, we shall find that these are apt not only to desire with their whole hearts that this earthly commonwealth of theirs may live for ever,1 but actually to believe that the immortality of this human institution is assured—and this sometimes in the teeth of contemporary events which, to an observer posted at a different standpoint in Time or Space, declare beyond question that this particular universal state is at this very moment in its last agonies. To observers who happen to have been born into the history of their own societies at a time when these have not been passing through the universal state phase, it is manifest that universal states, as a class of polity, are by-products of a process of social disintegration and are stamped by their certificates of origin as being uncreative and ephemeral.2 Why is it, such observers may well ask, that, in defiance of apparently plain facts, the citizens of a universal state are prone to regard it, not as a night's shelter in the wilderness, but as the Promised Land, the goal of human endeavours? How is it possible for them to mistake this mundane institution for the Civitas Dei itself?

This misapprehension is so extreme in its degree that its very occurrence might perhaps be called in question, were this not attested by the incontrovertible evidence of a cloud of witnesses who convict themselves, out of their own mouths, of being victims of this strange hallucination.


The Aftermaths of the Roman Empire3 and the Arab Caliphate4

{VI. B. I, p. 7}In the history of the Roman Empire, which was the universal state

{p. 8} of the Hellenic civilization, we find the generation that had witnessed the establishment of the Pax Augusta asserting, in evidently sincere and good faith, that the Empire and the City that had built it have been endowed with a common immortality. Tibullus (circa 54-18 B.C.) sings of 'the walls of the eternal city' while Virgil (70-19 B.C.) makes his Iuppiter, speaking of the future Roman scions of Aeneas' race, say: 'I give them empire without end.' Livy writes with the same assurance of 'the city founded for eternity'. Horace, sceptic though he was, in claiming immortality for his Odes, takes as his concrete measure of eternity the repetition of the annual round of the religious ritual of the Roman city state. The Odes are still alive on the lips of men. How much longer their 'immortality' will continue is uncertain, for the number of those who can quote them has sadly diminished in recent times by changes in educational fashions; but at least they have lived four or five times as long as the Roman pagan ritual. More than four hundred years after the age of Horace and Virgil, after the sack of Rome by Alaric has already announced the end, we find the Gallic poet Rutilius Namatianis still defiantly asserting Rome's immortality and Saint Jerome, in scholarly retreat at Jerusalem, interrupting his theological labours to express his grief and stupefaction in language almost identical with that of Rutilius. The pagan official and Christian Father are united in their emotional reactions to an event which, as we now see it, had been inevitable for generations.

{p. 11} The shock administered by the fall of Rome in A.D. 410 to the citizens of a transient universal state which they had mistaken for an everlasting habitation has its counterpart in the shock suffered by the subjects of the Arab Caliphate when Baghdad fell to the Mongols in A.D 1258. In

{p. 12} the Roman world the shock was felt from Palestine to Gaul; in the Arab world from Farghānah to Andalusia.


The intensity of the psychological effect is even more remarkable in this than in the Roman case; for, by the time when Hūlāgū gave the ‛Abbasid Caliphate its coup de grâce, its sovereignty had been ineffective for three or four centuries over the greater part of the vast domain nominally subject to it. This halo of an illusory immortality, worn by moribund universal states, often persuades the more prudent barbarian leaders, in the very act of parcelling out their dominions among themselves, to acknowledge an equally illusory subjection. The Amalung leaders of the Arian Ostrogoths and Buwayhid leaders of the Shī‛ī Daylamīs sought title for their conquests by ruling them, in official theory, as viceregents of the Emperor at Constantinople and Caliph at Baghdad respectively; and, though this tactful handling of a senile universal did not avail, in this case, to avert the doom to which both these war-bands condemned themselves by clinging to their distinctive religious heresies, the same political manœver was brilliantly successful when executed by fellow barbarians who had the sagacity or good fortune to be at the same time impeccable in their professions of religious faith. Clovis the Frank, for example, the most successful of all the founders of barbarian successor-states of the Roman Empire, followed up his conversion from paganism to Catholicism in A.D. 496 by obtaining in A.D. 510 from Anastasius, the reigning Emperor at Constantinople, the title of proconsul with the consular insignia.6 In the history of the decline of the ‛Abbasid Caliphate there are notable examples of a corresponding practice.

Throughout the whole period of the decline of the Caliphate up to the date of the death of Musta‛sim (A.D. 1258), the Caliph was to all orthodox Sunnīs7 the Commander of the faithful, and a Successor of the Prophet he was held to be the source of all authority and the fountain of honour. The Caliph by his very name led men's thoughts back to the founder of their faith, the promulgator of their system of sacred law, and represented to them the principle of established law and authority. Whatever shape the course of external events might take, the faith of the Sunnī theologians and legists in the doctrines expounded in their textbooks remained unshaken, and, even though the Caliph could not give an order outside his own palace, they still went on teaching the faithful that he was the supreme head of the whole body of Muslims. Accordingly, a diploma of investiture sent by the Caliph, or a title of honour conferred by him, would satisfy the demands of the religious law and tranquillise the tender consciences of the subjects of an independent prince, though the ruler himself might remain entirely autonomous and be under no obligation of obedience to the puppet Caliph....Even the Buwayids, though their occupation of Baghdad was the culmination of the rapid growth of their extensive dominions, and though the Caliph was their pensioner and practically a prisoner in their hands, found it polite to disguise their complete independence under a pretence of subserviency and to give a show of legitimacy to their rule by accepting titles from him'1

Aftermaths of the Manchu,2 Ottoman,3 and Mughal,3 Empires

The Government of the Manchu incarnation of the Far Eastern universal state in China—surrounded, as the Middle kingdom was accustomed to find itself, by tributary states, such as Korea, Annam, and the Mongol principalities, whose rulers did not receive investiture from the Son of heaven at Peking—affected to believe that all sovereigns, in any part of the World, with whom the Celestial empire might be drawn into diplomatic relations, derived their title from the same unique source of legitimacy.5


5 See for example, the letter addressed in 1793, the Emperor Ch´ien Lung to King George III of the united Kingdom of Great Britain and Ireland, that has been quoted in I.i.161.5

The Ottoman Empire, which became, as we have seen in an earlier part of this Study, the universal state of a Byzantine civilization, exhibited the same characteristics of illusory immortality at a time when it had already become 'the Sick Man of Europe'. The ambitious war-lords who were carving out for themselves successor-states—a Mehmed ‛Alī in Eygpt and Syria, an ‛Alī Yannina in Albania and Greece, and a Pasvānoghlu of Viddin in the north-western corner of Rumelia—were sedulous on doing in the Pādishāh's name all that they were doing to his detriment in their own private interests. When the Western Powers followed in their footsteps, they adopted the same fictions. Great Britain, for example, administered Cyprus from 1878 and Egypt from 1882 in the name of the Sultan at Constantinople until she found herself at war with Turkey in 1914.

The Mughal universal state of the Hindu civilization displays the same features. Within half a century of the Emperor Awrangzīb's death in A.D. 1707, an empire which had once exercised effective sovereignty over the greater part of the Indian subcontinent had been whittled down to a torso some 250 miles long and 100 miles broad. After another half-century it had been reduced to the circuit of the walls of the Red Fort at Delhi. Yet, 150 years after A.D. 1707, a descendant of Akbar and Awrangzīb was still squatting on their throne, and might have been left there much longer if the Mutineers of 1857 had not forced this poor puppet, against his wishes, to give his blessing to their revolt against a rāj from overseas which had, after a period of anarchy, replaced the long-extinct Mughal Rāj which he still symbolized.

Ghosts of Defunct Universal States

A still more remarkable testimony to the tenacity of the belief in the immortality of universal states is the practice of evoking their ghosts after they have proved themselves mortal by expiring. The ‛Abbasid Caliphate of Cairo8, and the Roman Empire on the shape of the Holy Roman Empire of the West9 and the East Roman Empire of Orthodox Christendom;10 and the empire of the Ts´in and Han dynasties in the shape of the Sui and T´ang empire of the Far Eastern {p. 20}Society in China. The surname of the founder of the Roman Empire was revived in the titles of Kaiser and Czar, and the title of Caliph, which originally meant successor of Muhammad, after haunting Cairo, passed to Istanbul, where it survived until its abolition at the hands of Westernizing revolutionists in the twentieth century.

The Grounds of the Illusion

These are only a selection from the wealth of historical examples illustrating the fact that the belief in the immortality of universal states survives for centuries after it has been confuted by plain hard facts. What are the causes of a phenomenon that looks strange at first sight?

One manifest cause is the potency of the impression made by the founders of universal states and their successors who enter into the fruits of their labours1—an impression that their contemporaries, who receive it at first hand as the direct beneficiaries of these great men's achievements, hand on to a receptive Posterity with an emphasis which, by the cumulative effect of transmission, exaggerates an imposing truth into an overwhelming legend. From the many famous testimonies to the impression made by the Emperor Augustus, we have singled out already, in another context, the almost lyrical tribute paid by Philo,2{p.42}who as a Jew, A Hellenist, an Allexandrian, and a philosopher, can hardly be suspected of having gone to exceptional lengths in his enthusiasms for the Roman founder of an Hellenic universal state. The prestige to which such tributes gave a flying start can be seen gathering momentum during the next two centuries.


'A very important 'virtue', which emerges and takes shape slowly is the Providentia (in Greek πρόυοια) of the ruler. This ... "foresight" or "forethought" ... as we meet it in Cicero ... appears to be a virtue at once of the wise magistrate, who foresees and so forestalls dangers, and of the loving father, who makes provision for the welfare and future of the family of which hi is head. Both these senses tend to blend and come together, as they naturally might in a ruler who was at once a magistrate ... of the Roman people and a father for the whole Empire.

'Through a hundred years it develops till it reaches its first climax under Trajan, "the most provident prince"....This aspect of the rule of Trajan and Hadrian and the Antoinine Emperors, stressed as it was on coins, on buildings, by speakers and publicists, was bound to have its effect. Slowly the common people learnt to look for help and aid to the Providentia of their all-powerful ruler—he knows, he cares, he can act: he is like some Hercules, who visits all corners of the World putting down injustice and ending misery. Remembering this, we can form for ourselves some faint idea of how tremendous the effect of Hadrian's great journey's must have been on the provincials: here was an Emperor who did not stay in Rome (or, if he left it, leave merely for campaigns), but who visited every part of his realm to put things in order and to restore.... As years pass, this Providentia of the one ruler becomes more comprehensive.... When men are in distress and trouble they turn to the one person of whose help they can be sure: oppressed tenant-farmers on an Imperial estate in Africa appeal for aid to the Divina Providentia at Rome, and the harassed colonists of Scaptopara in Thrace beg the Emperor to pity them and help them by his Θεία πρόνια.1

'There is something very touching in this faith, in this belief in the providentissimus princeps: however far away he may be in Rome, he cares for them, he pities them, he cannot be deceived, and he exerts always, to quote the fine phrase of one of Hadrian's officers, "a care that is never tired, with which he watches unrestingly on behalf of the good of Mankind, (infatigabilis cura, per quam adsidue pro humanis utilitatibus excubat)"....justice, clemency, duty, warlike prowess—these are fine things; but even more important is it that the subject peoples and provincials over this vast area should have beleied in a ruler who was not merely a soldier but who cared for them and provided for their needs.'2


{p. 43}This epiphany of the ruler of a universal state as the one shepard whose oecumenical monarchy makes one fold for all Mankind1 appeals to one of the Human Soul's deepest longings, as, in Dostoyevski's fable, the Grand Inquisitor reminds a subversive christ.


'Thou mightest have taken ... the sword of Ceasar. Why didst Thou reject that last gift? Hadst Thou accepted that last counsel of the mighty spirit, Thou wouldst have accomplished all that Man seeks on Earth—that is, someone to worship, someone to keep his conscience, and some means of uniting all in one unanimous and harmonious ant-heap; for the craving for universal unity, is the third and last anguish of man. Mankind as a whole has always striven to organise a universal state. There have been many great nations with great histories, but the more highly they were developed the more unhappy they were, for they felt more acutely than other people the craving for world-wide union. The great conquerors—Timūrs and Chingis Khāns—whirled like hurricanes over the face of the Earth, striving to subdue its people, and they too were but the unconscious expression of the same craving for universal unity. Hadst Thou taken the World and Ceasar's purple, Thou woudlst have founded the universal state and have given universal peace. For who can rule men if not he who holds their conscience and their bread in his hands?'2



2 Dostoyevski, F.: the Brothers Karamazov, Part II, Book V, chap 5: 'The Grand Inquisitor'.

Another cause of the persistence of the belief in immortality of the universal state is the impressiveness of the institution itself, as distinct from the prestige of the succession of rulers who are its living incarnations. A universal state captivates hearts and minds because it is the embodiment of a rally from the long-unhalted rout of a Time of Troubles, and it was this aspect of the Roman Empire that eventually won the admiration of originally hostile Greek men of letters.


'There is no salvation in the exercise of a dominion divorced from power. To find oneself under the dominion of one's superiors is a "second best" alternative; but this "second best" proved to be the best of all in our present experience of the roman Empire. This happy experience has moved the whole World to cleave to Rome with might and main. The World would no more think of seceding Rome than a ship's crew would think of parting company with the pilot. You must have seen bats in a cave clinging tight to one another and to the rocks; and this is an apt image of the whole World's dependence on Rome. In every heart today the focus of anxiety is the fear of becoming detached from the cluster. The thought of being abandoned by Rome is so appalling that it precludes any thought of wantonly abandoning her.

'There is an end of those disputes over sovereignty and prestige which were the causes of the outbreak of all the wars of the past; and, while some of the nations, like noiselessly flowing water, are delightfully quiet—rejoicing in their release from toil and trouble, and aware at last that all their old struggles were to no purpose—there are other nations which do not even know of remember whether they once sat in the seat of power. In fact we are witnessing a new version of the Pamphylian's myth (or is it Plato's own?). At a moment when the states of the World were already laid out on the funeral pyre as the victims of their own fratricidal strife and turmoil, they were all at once presented with the [Roman] dominion and straightway came to life again. How they arrived at this condition they are unable to say. They know nothing about it, and can only marvel at their present wellbeing. They are like sleepers awakened who have come to themselves and now dismiss from their thoughts the dreams that obsessed them only a moment ago. They no longer find it credible that there were ever such things as wars....The entire Inhabited World now keeps perpetual holiday....so that the only people who still need pity for the good things that they are missing are those outside your empire—if there are any such people left....'1


This quaint scepticism on the question whether there were in fact any people worth mentioning outside the Roman Empire is characteristic, and is our justification for calling such institution universal states. They were universal not geographically but psychologically. Horace, for example, in one of his odes tells us that he does not bother about 'the threats of Tiridates'. The King of Parthia no doubt existed, but he simply did not matter. In a similar vein the Manchu Emperors of the Far Eastern universal state assumed in their diplomatic dealings that all governments,

1 Aristeides, P. Aelius (A.D. 117-89): In Roman

including those of the Western world, had at some unspecified period in the past received permission to exist from the Chinese authorities.

And yet the reality of these universal states was something very different from the brilliant surface that they presented to Aelius Aristeides and their other panegyrists in various ages and various climes.


(II) THE DOOM OF TITHONUS

An obscure divinity of the Nubian marches of the Egyptian universal state was transfigured by the genius of Hellenic mythology into a mortal king of the Ethiopians who had the misfortune to be loved by Eôs, the immortal Goddess of the Dawn. The goddess besought her fellow Olympians to confer on her human lover the immortality which she and her peers enjoyed; and, jealous though they were of their divine privileges, she teased them into yielding at last to her feminine importunity. Yet even this grudging gift was marred by a fatal flaw; for the eager goddess had forgotten that the Olympians immortality was mated with an everlasting youth, and the other immortals had spiritually taken care to grant her no more than her bare request. The consequence was both ironic and tragic. After a honeymoon that flashed past in the twinkling of an Olympian eye, Eôs and here now immortal but still inexorably ageing mate found themselves condemned for eternity to grieve together over Tithonus's hapless plight. A senility to which the merciful hand of death could never set a term was an affliction that no mortal man could ever be made to suffer, and an eternal grief was an obsession that left no room for any thought of feeling.

For any human soul or human institution an immortality in This World would prove a martyrdom, even if it were unaccompanied by either physical decrepitude or mental senility. 'In this sense', wrote the philosophic Emperor Marcus Aurelius (A.D. 161-80), 'it would be true to say that any man of forty who is endowed with moderate intelligence has seen--in the light of the uniformity of Nature—the entire Past and Future'; and, if this estimate of the capacity of human souls for experience strikes the reader as an inordinately low one, he may find the reason in the age on which Marcus lived; for an 'Indian Summer' is an age of boredom. The price of the Roman Peace was the forfeiture of Hellenic liberty; and, though that liberty might always have been the privilege of a minority, and this privileged minority might have turned irresponsible and oppressive, it was manifest in retrospect that the turbulent wickedness of the Ciceronian climax of the Hellenic 'Time of Troubles' had provided a wealth of exciting and inspiring themes for Roman public speakers which their epigoni in a smugly ordered Trajanic epoch might conventionally condemn as horrors, not nostri saeculi, but must secretly envy as they found themselves perpetually failing in their laborious efforts to substitute far-fetched artifice for the stimulus of importunate life.

On the morrow of the breakdown of the Hellenic society Plato, anxiously seeking to safeguard it against a further fall by pegging it in a securely rigid posture, had idealized the comparative stability of the Eygprtaic culture; and a thousand years later, when the Eygptaic culture was still in being while Hellenic civilization had arrived at its last agonies, the last of the Neoplatonists pushed their reputed master's sentiment to an almost frenzied pitch of uncritical admiration.

Thanks to the obstinacy of the Eygptaic universal state in again and again insisting on returning to life after its body had been duly laid on the salutary funeral pyre, the Eygptaic civilization lived to see its contemporaries—the Minoan, the Sumeric, and the Indus culture—all pass away and give place to successors of a younger generation, some of which had passed away in their turn while the Eygptaic society still kept alive. Eygptaic students of history could have observed the birth and death of the First Syriac, Hittite, and Babylonic offspring of the Sumeric civilization and the rise and decline of the Syriac and Hellenic offspring of the Minoan. Yet the fabulously long-drawn-out epilogue to the broken-down Eygptaic society's natural term of life was but an alternation of long stretches of boredom with hectic bouts of demonic energy, into which this somnolent society was galvanized by the impact of alien bodies social.

The same rhythm of trance-like somnolence alternating with outbursts of fanatical xenophobia can be discerned in the epilogue to the history of the Far Eastern civilization in China. The tincture of the Far Eastern Christian culture in the Mongols who had forced upon china an alien universal state evoked a reaction in which the Mongols were evicted and their dominion replaced by the indigenous universal state of the Ming. Even the Manchu barbarians, who stepped into the political vacuum created by the Ming’s collapse, and whose taint of Far Eastern Christian culture was less noticeable than their receptivity in adopting the Chinese way of life, never ceased to maintain itself underground and broke out into the open again in the T´aip´ing insurrection of A.D. 1852-64. the infiltration of the Early Modern Western civilization, in its Catholic Christian form, in the sixteenth and seventeenth centuries provoked the proscription of Catholicism in the first quarter of the eighteenth century. The blasting open of the sea-gates of China for Western trade between A.D. 1839 and A.D. 1861 provoked the retort of the anti-Western 'Boxer' rising of A.D. 1900; and the Manchu Dynasty was overthrown in A.D. 1911 in retribution for the double crime of being ineradicably alien itself and at the same time showing itself incompetent to keep the now far more formidable alien force of Western penetration at bay.

Happily life is kinder than legend, and the sentence of immortality which mythology passed on Tithonis is commuted, for the benefit of the universal states of history, to a not interminable longevity. Marcus's disillusioned man of forty must die at last though he may outlive his zest for life by fifty of sixty years, and a universal state that kicks again and again against the pricks of death will weather away in the course of ages, like a pillar of salt that was fabled to be the petrified substance of a once living woman.



C. UNIVERSAL STATES AS MEANS

(a) The Conductivity of Universal States

(b) The Psychology of Peace

(c)The Serviceability of Imperial Institutions

Communications

Garrisons and Colonies

Who are the Beneficiaries?

{VI. C. II. (c) 2, p. 144} In promoting this process of pammixia and proletarianization in the body social of a universal state, for whose benefit do civilian colonies and military garrisons chiefly operate?

There have been cases in which the beneficiary had been an alien civilization…

{p. 145} Such cases, however, as these are as rare as they are interesting, and it is evident that an alien civilization is not the normal beneficiary from the colonies and garrison that have been installed by a universal state. On the other hand the barbarians beyond the pale of a civilization derive conspicuous benefits from cantonments screening a universal state’s


{p. 146} outer frontiers; for the education which the barbarians gradually acquire from these military outposts of a civilization—first as adversaries and later as mercenaries of the imperial power—makes them capable , at the moment when the empire collapses, of swoping across the fallen barrier and carving barbarian successor-states out of derelict imperial provinces. This adventure and its sequel have been discussed in previous parts of this Study1 and are dealt with further below.2 At this point it is only necessary to remind ourselves that the barbarians’ triumphs are as short-lived as they are sensational.3 The transfers and mixtures of populations in a universal state produce deeper effects, with more important historical consequences, on the relations between the dominant minority and the internal proletariat….

1 In V. v. 194-337 and 459-480.
2 In VIII. Viii, passim.
3 On this point, see I. I. 58-62 and VIII. Viii, 45-87